4 June 2010
Observation of local and regional elections – strategy and rules of the Congress
Bureau of the Congress
Rapporteur: Ian MICALLEF, Malta (L, EPP/CD)
According to the European Charter of Local Self-Government, the citizens’ rights to exercise their vote in a universal, equal, free, secret and direct suffrage is above all the grounding of political participation at territorial level. The Congress – as guardian of territorial democracy – is in charge of observing local and regional elections. Reports arising from Congress election observation missions assess the situation before polling day and describe relevant occurrences on polling day as well as on the days that follow the vote. They also help to keep track of the progress made by Council of Europe member states with regard to the development of local democracy.
Concrete guidelines are necessary to organise election observation missions and to draft the following reports, resolutions and recommendations, which are submitted to the Congress decision making bodies by Rapporteurs. A code of conduct will help to create a clear framework for the mode of action of international observers.
1. The rights of citizens to vote – and to be elected – at periodic, genuine democratic elections are internationally recognised human rights. Genuine democratic elections cannot be achieved unless a wide range of other human rights and fundamental freedoms can be exercised without discrimination. They serve to resolve peacefully the competition for political power within a country. They are part of a process to establish democratic governance. Like other human rights and like democracy in general, they cannot be achieved without the protection of the rule of law.
2. The citizens’ rights to exercise their democratic choice in a universal, equal, free, secret and direct suffrage is above all the grounding of political participation at territorial level that is enshrined in the preamble to the Additional Protocol to the European Charter of Local Self-Government on the right to participate in the affairs of a local authority adopted in November 2009 (“…the right to participate in the conduct of public affairs is one of the democratic principles that are shared by all member States of the Council of Europe”).
3. Election observation – as a matter of concern for international organisations – has become widely accepted and plays an important role in providing accurate and impartial assessments about the nature of electoral processes. It has the potential to enhance the integrity of electoral processes, by deterring and exposing irregularities and fraud and by providing recommendations for improving processes. It can promote public confidence, promote electoral participation and mitigate the potential for election-related conflict. It also serves to enhance international understanding through the sharing of experiences and information about democratic development.
4. The practice of observing elections in the Council of Europe began after the fall of the Berlin Wall in 1989, as part of the application process of a number of new democracies. With the objective of supplementing the work done by the Parliamentary Assembly regarding national and presidential elections, the Congress – as guardian of territorial democracy – was charged with observing local and regional elections. Since 1990 the Congress has carried out almost 100 election observation missions in Europe and, occasionally, beyond (e.g. in Israel in 2008).
5. Having regard to:
a. the Universal Declaration of Human Rights and the International Covenant on Civil and Political Rights;
b. the European Convention for the Protection of Human Rights and Fundamental Freedoms;
c. the European Charter of Local Self-Government and/or its Additional Protocol on the right to participate in the affairs of a local authority;
d. the Statutory Resolution (2007)6 of the Council of Europe Committee of Ministers on the Congress of Local and Regional Authorities, defining observation of local and regional elections as one of the priorities of Congress’ action;
e. the Code of Good Practice in Electoral Matters (2002) of the Council of Europe Venice Commission, to its Declaration of Principles for International Election Observation (2004);
f. Congress Recommendation 124 (2003) on “the Code of Good Practice in electoral matters”;
g. Congress Resolution 233 (2007) on “co-operation between the Congress and national associations of local and regional authorities”;
h. Congress Resolution 274 (2008) on “Congress policy in observing local and regional elections”.
6. The Congress underlines the importance of election observation at local and regional level and its complementarity to the political monitoring process of the European Charter of Local Self-Government which constitutes the cornerstone of local democracy in Europe. The specific role of local and regional elected representatives as observers of territorial votes contributes to the legitimacy and to the credibility of the electoral process at local and regional level.
7. It stresses that the state and conditions of territorial electoral processes are assessed by Congress members – by locally and regionally elected political representatives of 47 Council of Europe member states – on a peer-to-peer basis.
8. It notes that, in principle, observation of local and regional elections should not be limited to certain countries. In accordance with the above-mentioned complementarity of election observation to the political monitoring process of the European Charter of Local Self-Government, monitoring of territorial elections is relevant with regard to the entire family of Council of Europe member states.
9. The Congress affirms its interest in observing local and regional elections specifically in those countries where the political monitoring process revealed shortcomings and/or issues of concern with regard to territorial democracy.
10. The Congress will organise an election observation mission only following the invitation of the authorities of the country concerned.
11. With regard to those countries where the Congress’ political monitoring process revealed certain weaknesses with regard to territorial democracy, the Congress will adopt an active attitude and express its interest to be invited by those authorities to observe local or regional elections.
12. The reports arising from Congress election observation missions make it possible to assess the situation before polling day within the given political and societal context, to form an opinion on legal conditions, on the organisation of the poll and to describe relevant occurrences on polling day as well as on the days that follow the vote. Congress election observation reports also help to keep track of the progress made by Council of Europe member states with regard to the development of local democracy, by applying standards that are adjusted to the social and cultural context of the country.
13. To make an accurate assessment of the conduct of the election, it is not enough to evaluate the organisational framework of elections. With a view to achieving this goal, the Congress decides to adopt a policy for the widening of the scope of observation of local and regional elections in Council of Europe member states. It is necessary to examine the whole process as well as conditions which are key for the functioning of democracy and for genuinely democratic elections, in particular:
a. the political system of the country (history and political culture, governmental organisation, party system, functioning of the opposition);
b. the legal conditions (constitution, electoral code);
c. the role of the media (freedom of expression, media freedom, media pluralism, protection of journalists);
d. the election campaign (fairness, visibility, media coverage, election rallies, voter education);
e. the post-election situation (formation of the local/regional government, role attributed to the opposition, functioning of the system of appeal, coverage by the media).
14. With regard to a pertinent follow-up to the recommendations and resolutions that arise from the observation of local and regional elections, the Congress is of the opinion that a post-observation assistance procedure should be put in place with the focus on:
a. mandating of relevant Congress bodies, notably the Institutional Committee, with the supervision of the implementation of recommendations and resolutions arising from observation reports; during the post-election supervision process, concrete action should be taken by the country concerned in accordance with the recommendations within a specified time period of no longer than two years; in this respect, the Rapporteur responsible for that country should consult the Rapporteur who authored the election report;
b. organising specific co-operation programmes to address the major issues that have been raised during the election observation mission; such programmes should involve local and regional representatives and governmental bodies from countries concerned as well as other European countries willing to share their acquis and expertise on local and regional democracy.
15. The Congress, aware of its institutional responsibility within the Council of Europe for consistently organising high-quality election observation missions according to recognised international standards, will continue to ensure that Congress members who take part in such missions will benefit from specialised training sessions.
16. In the same way as it strengthened its co-operation with national associations, in its agreement with the EU Committee of the Regions regarding co-operation “in favour of local and regional democracy, decentralisation and self-government in Europe, and to guarantee national and European authorities’ respect for established local and regional responsibilities”, the Congress invited the Committee of the Regions to join the Congress delegation on its election observation missions.
17. At the invitation of the Chair of the Commission for Citizenship, Governance, Institutional and External Affairs (CIVEX) of the Committee of the Regions, the Congress also attends training sessions on the monitoring of local and regional elections organised by the Committee of the Regions for its members. In continuing and intensifying the co-operation between the Congress and the Committee of the Regions, it has been decided to add weight to the observation missions jointly carried out by both bodies.
18. Reciprocity will be guaranteed when the report is presented to the Congress and to the Committee of the Regions, as both the Rapporteur of the Congress and a representative of the Committee of the Regions will be invited to each debate of the report.
19. Rules for arranging Congress election observation missions are appended to the present resolution.
20. A code of conduct for Congress observers is appended to the present resolution.
Preparation of missions
1. In the light of the above, the Bureau of the Congress decides to send a letter, expressing the interest in observing local or regional elections, to the authorities of the country in which such a vote is scheduled. Following the invitation letter by the country, the Bureau decides on the scale of the observation operation (pre-election mission, actual observation mission, follow-up procedure). The Congress is free to emphasise one, two or all three steps.
2. If no Bureau meeting is scheduled between the date of reception of the invitation letter to observe the elections and the day of the vote, the Congress President will take the necessary decisions, after consultation with the Presidents of the Chambers.
3. A draft observation programme will be drawn up by the Congress secretariat. The Permanent Representative of the country concerned, the Head and the Secretary of the national delegation to the Congress will be duly informed. In general, the Congress secretariat will provide for a regular correspondence with all the relevant stakeholders.
4. The Congress secretariat must ensure high-quality information for the members of the election observation delegation.
Composition of delegations
5. The Congress secretariat will send a call for interest, including the application form, to the web addresses of all Congress members. Secretaries of national delegations will receive a copy. Congress members who express their interest in taking part in the mission and send back the form within a given deadline will be taken into account.
6. Candidatures shall be examined in chronological order.
7. The delegations taking part in Congress election monitoring missions shall be adopted by the Bureau of the Congress in accordance with the principles set out in the aforementioned resolution.
8. Congress observation delegations will include between 5 and 20 members. The composition of delegations is determined according to an appointment system taking into account a balanced representation of the different political groups of the Congress (including non-registered members), gender balance and a fair geographical representation.
9. In order to ensure a meaningful participation in the work of the mission, the candidate’s language skills will be taken into consideration. In addition, experience in election observation and participation in training sessions are amongst the criteria.
10. Candidates for the pre-election mission are expected to also be available for the actual election observation mission.
11. Observation delegations should not include Congress members from countries with special relations with the country where elections are going to be monitored.
12. To enhance the mission’s public profile, the Congress Bureau will appoint a Head of delegation. In the absence of such a decision, the President of the Congress will determine the appointment.
13. A Rapporteur who will be in charge for the drafting and for the presentation of the report, will be appointed by the Bureau or by the President of the Congress.
14. The Rapporteurs of the Institutional Committee for the country where elections are monitored shall be ex- officio members of the election observation delegation, but shall not have the right to act as Heads or Rapporteurs of the election observation delegation.
Reports, resolutions and recommendations
15. The report will be drawn up by the Rapporteur with the support of the Congress secretariat. All members of the delegation, including the members of the EU Committee of the Regions, will be consulted. The report must be comprehensive, noting positive and negative factors, distinguishing between significant and insignificant factors. It should identify patterns that could have an impact on the integrity of the election process and on the genuineness of the vote.
16. The report must also take account of resolutions and recommendations previously adopted by the Congress, specifically those arising from monitoring reports with regard to the country concerned.
17. In pursuance of the Rules of Procedure of the Congress and its Chambers, the report shall be submitted to the Bureau/Standing Committee of the Congress for approval and then to the Congress for adoption at its Plenary (or Chamber) sessions within an appropriate time-limit.
18. In pursuance of Article 2-5 of the aforementioned Statutory Resolution, recommendations are transmitted to the Council of Europe Committee of Ministers.
19. The recommendations should also be transmitted to the authorities of the country concerned, to the Head and to the Secretary of the national delegation to the Congress.
20. In addition, the report and its recommendations will be transmitted to interested Council of Europe bodies, notably to the Venice Commission, to the Human Rights Commissioner, to GRECO etc.
Members of Congress election observation missions should always stress that the rights of citizens to vote (and to be elected) at periodic, genuinely democratic elections are internationally recognised human rights. In particular, they should comply with the following rules:
a. to respect the sovereignty of the host country and to respect human rights and fundamental freedoms of its people at the same time;
b. to respect the laws of the host country (and to follow lawful instructions from the country’s governmental, security or electoral authorities);
c. to note if laws, regulations and actions of state/governmental/electoral officials unduly burden or obstruct the exercise of election;
d. to protect the integrity of the election observation mission (to follow the instructions of the mission’s leadership, to attend the required training sessions, briefings, debriefings, to fully dedicate themselves to the observation mission, to read the background materials provided, to become familiar with the election law and with other relevant rules and regulations);
e. to maintain strict political impartiality at all times (to avoid expressing or showing any bias or preference in relation to national authorities, political parties, candidates, issues etc);
f. to avoid obstructing the election process (to take note of significant problems, irregularities, fraud etc – but not to intervene, not to give instructions to election officials, political party representatives or other observers);
g. to ask questions of election officials, political party representatives and other observers (without obstructing the election process);
h. to maintain accuracy of observations and professionalism in drawing conclusions (observations should be comprehensive, noting positive and negative factors, distinguishing between significant and insignificant factors; observations should identify patterns that could have an impact on the integrity of the election process);
i. to keep a well-documented record of the observation (in particular by using the Election Evaluation Guide provided by the Venice Commission and the questionnaire);
j. to refrain from making comments to the media or in public before the final statement of the mission (possible requests from the media have to be clarified with the mission’s leadership);
k. to co-operate with other international election observers, notably with observers from other Council of Europe bodies.
 R : Chamber of Regions / L : Chamber of Local Authorities
ILDG : Independent and Liberal Democrat Group of the Congress
EPP/CD : Group European People’s Party – Christian Democrats of the Congress
SOC : Socialist Group of the Congress
NR : Member not belonging to a Political Group of the Congress
 Preliminary draft resolution approved by the Bureau of the Congress on 21 May 2010
Y. Mildon, President of the Congress , I. Micallef, President a.i of the Congress and President of the Chamber of Local Authorities, L. Sfirloaga, President of the Chamber of Regions, D. Suica, G. Krug, A. Knape, S. Rihtniemi, H. Zach, I. Borbely, J-C. Frécon, S. Orlova, F. Pellegrini, K. Andersen, E. Yeritsyan, I. Michas, O. Van Veldhuizen, and N. Romanova
N.B : The names of members who took part in the vote are in italics
Bureau Secretariat: D. Rios, Linette Taesch