Ministers' Deputies
CM Documents

CM(2000)134 (Restricted) 29 September 2000
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727 Meeting, 25 October 2000
10 Legal questions

10.1 Steering Committee on Bioethics (CDBI)
Abridged Report of the 18th meeting

Strasbourg, 5-8 June 2000

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Introduction

 

1.                  The Steering Committee on Bioethics (CDBI) met at the Palais de l'Europe (Strasbourg) from 5 to 8 June 2000.

 

2.                  The meeting was chaired by Dr Elaine GADD (United Kingdom).

 

3.                  The list of participants and the agenda are set out in Appendices I and II respectively.

 

4.                  The Chair welcomed the new delegation members: Ms N Van Den Bossche (Belgium), Ms M Gajski-Kneklin (Croatia), Mr R Meilicke (Germany), Ms D Mogyorosi (Hungary), Ms A O'Flynn (Ireland), Ms T Parvu (Moldova), Mrs SE Bastijn (Netherlands), Mr J Bielik (Slovakia), Mrs S Gubová (Slovakia), Mrs V Schwander (Switzerland), Mr K Boskovski (“The Former Yugoslav Republic of Macedonia”), Ms M Jean (Canada), Ms M Minkowski (ESF), Ms MC Bercot (UNESCO), Ms L Kumlin (KEK).

 

5.                  The full Committee adopted the draft agenda and the order of business.

 

Israel – Observer status

 

6.                  The Chair reminded the CDBI that Israel had requested observer status on the CDBI.

 

7.                  The Chair indicated that the procedure for obtaining observer status had been followed and that the Committee of Ministers had delegated this decision to the CDBI. She noted that there were no objections on the part of the latter and consequently observer status had been accorded to Israel.

 

Chart of signatures and ratifications of the Convention on Human Rights and Biomedicine and the Protocol on the Prohibition of Cloning Human Beings

 

8.                  The Chart of signatures was presented and the signature of the Convention by Georgia was welcomed.

 

9.                  The Czech Republic, France, Cyprus, and Romania presented their progress towards ratification of the Convention and its additional Protocol. Ireland explained that it was having a discussion of the relevant national law at the moment and the outcome of that debate would decide signature. The Russian Federation stated that it planned to sign the Convention by the time of the next CDBI.


Developments in the field of bioethics in member States, other States and international organisations

 

10.              The Committee took note of the developments in member States, other States and international organisations, as described in document CDBI (99) 4 rev 4.  In particular, the Committee listened to a presentation made by a representative from UNESCO (See paragraph 46).

 

Working Party on Organ Transplantation (CDBI-CO-GT1)

 

11.              Articles 1 and 3 to 17 having been formally adopted by the CDBI at its previous meeting, only Articles 2 and 18 to 31 were discussed at this meeting.

 

12.              Article 2 (Scope and definitions) was amended to specifically include cells, and in particular haematopoietic stem cells, within the scope of the Protocol.  The new Article 14 (Cell removal from a living donor), whereby states could refrain from applying the provisions of Article 13 paragraph 2, indents ii. and iii. to cells insofar as it was established that their removal only implied minimal risk and minimal burden for the donor, was adopted.

 

13.              Article 18 (new Article 19) (Implantation of an organ or tissue removed for a purpose other than donation for implantation) was adopted by 31 votes for, 1 against and 3 abstentions, following stylistic amendments.

 

14.              Article 19 (new Article 20) (Prohibition of financial gain) was adopted by 32 votes for, 0 against and 2 abstentions.  The prohibition of organ and tissue trafficking was provided for in the new Article 21 (Prohibition of organ and tissue trafficking), adopted by 27 votes for, 0 against and 2 abstentions.

 

15.              Article 20 (new Article 22) (Confidentiality) was adopted by 33 votes for, 0 votes against and 2 abstentions, after deletion of the reference to Convention ETS 108 and the inclusion of a reference to the rules on professional confidentiality.

 

16.              Articles 21 (new Article 23) (Infringements of rights or principles), 22 (new Article 24) (Compensation for undue damage), 23 (new Article 25) (Sanctions), 24 (new Article 26) (Co-operation between Parties), 25 (new Article 27) (Relation between the Convention and this Protocol), 26 (new Article 28) (Re-examination of the Protocol), 27 (new article 29) (Signature and ratification), 28 (new Article 30) (Entry into force), 29 (new Article 31) (Accession), 30 (new Article 32) (Denunciation), and 31 (new Article 33) (Notification) were adopted unanimously.

 

17.              The CDBI adopted the draft Protocol by 33 votes for, 0 against and 4 abstentions (Denmark, France, Germany and Norway).  The text of the draft Protocol as adopted by the CDBI appears in Appendix III.

 

18.              The CDBI decided unanimously in favour of declassifying the draft Protocol, on the understanding that this was an instrument which had been adopted by the CDBI and not the Committee of Ministers. It is foreseen that the draft Protocol would be forwarded to the Parliamentary Assembly for opinion before being submitted to the Committee of Ministers for adoption.

 

19.              The Committee agreed to entrust the Secretariat with the task of amending the explanatory report, in consultation with the Bureau and the Chair of the Working Party, to reflect the amendments made to the draft Protocol. It was pointed out that responsibility for publishing the explanatory report fell to the Secretary General of the Council of Europe and that the report, which was not an authoritative interpretation of the Protocol, did not have to be approved formally by the CDBI.

 

Working Party on Xenotransplantation (CDBI/CDSP-XENO)

 

20.              The CDBI decided in favour of declassifying and disseminating the Interim Report on the State of the Art in the field of Xenotransplantation, prepared by the Working Party for the information of the Committee of Ministers and the general public, on the understanding that this report reflected only the views of the Working Party that had produced it.

 

21.              The CDBI agreed that it was important to hold a European Conference on Xenotransplantation and asked the Working Party to discuss the matter further at its next meeting.

 

22.              The CDBI recommended that the Working Party continue preparing guidelines for xenotransplantation in the form of a recommendation.

 

Working Party on Biomedical Research (CDBI-CO-GT2)

 

23.              Dr. Rosemary BOOTHMAN (Ireland), Chair of the Working Party on biomedical research, presented the report of the 9th meeting of the CDBI-CO-GT2 (CDBI-CO-GT2 (2000) RAP 9) including the most recent draft of the Protocol on Biomedical Research (see Appendix IV of this report).

 

24.              Dr. BOOTHMAN noted that the Working Party had combined the Chapters addressing research on personal data and research on biological materials. The Chair of the CDBI concluded that the Committee was provisionally satisfied with the current layout of the draft Protocol.

 

25.              The CDBI agreed that the Plenary could realistically discuss Articles 1 to 26 in December 2000 and could address the remaining Articles in June 2001. The Chair noted that written comments by CDBI delegations on the draft Protocol would have to be submitted to the Secretariat by 30 September 2000 in order for them to be considered by the Working Party during the October 2000 meeting. The CDBI requested that the Working Party meet for 4 days in October.

 

Working Party on the Protection of Human Embryo and Foetus (CDBI-CO-GT3)

 

26.              Professor D SERRÃO, Chair of the Working Party, asked the delegations to suggest other topics for inclusion in the draft Protocol, but the Committee felt that the Working Party had already clearly identified the subjects that needed to be addressed.  The Working Party wished to receive detailed written comments on this preliminary draft Protocol by 20 July 2000 (document CDBI-CO-GT3/RAP11).


 Working Party on Human Genetics (CDBI-CO-GT4)

 

27.              The Chair of the CDBI informed the Committee that the Parliamentary Assembly's Committee on Science and Technology was planning to hold a Euroforum on issues relating to human genetics.  The Committee on Science and Technology had asked the CDBI to appoint a representative to attend the preparatory meetings and the Bureau of the CDBI had provisionally appointed Stefan WINTER, Chair of the CDBI-CO-GT4.  The Committee approved this appointment.

 

28.              Dr Stefan WINTER informed the CDBI that Professor MATTEÏ and Mr WODARG of the Parliamentary Assembly had posted a petition on the Internet, opposing gene patenting.  Professor MATTEÏ explained the background to this initiative.

 

29.              The Chair of the Working Party on Human Genetics, Stefan WINTER, asked the CDBI delegations to send the Secretariat (by 11 September 2000) their opinions on the confidentiality of genetic data and the disclosure of information resulting from genetic tests, and on the issue of family studies involving persons not able to consent, together with comments on the preliminary draft Protocol (CDBI-CO-GT4/RAP4).

 

Consultation on the White Paper « Psychiatry and Human Rights »

 

30.              The Chair asked Member States to make written contributions by October 2000 to the Secretariat on the results of any consultations undertaken.

 

Working Party on biotechnology (CDBI-Biotech)

 

31.              The Chair of the CDBI noted that, in December 1999, the CDBI had agreed on draft terms of reference for this Working Party, whose goal would be to develop a strategy during its two meeting mandate to address ethical, social, and legal issues arising from the application of biotechnology, identifying the appropriate bodies to take action. She noted that the terms of reference had been approved by the Committee of Ministers. The CDBI agreed to extend the mandate of the Working Party to 2001.

 

32.              The CDBI designated Dr. QUINTANA as Chairman of the Working Party on Biotechnology.

 

33.              Addressing the membership of the Working Party, the Chair of the CDBI noted that the remit of this Working Party was huge. It needed a wide-range of expertise but could have only 8 members plus the representatives of the Parliamentary Assembly and the European Commission. The CDBI agreed to form a core group, like in the Working Party on Human Genetics, with certain other experts contributing on their subjects.


 

34.              The Chair summarised that nominations should be sent to the Secretariat by the deadline of 30 August, whereupon the Chair of the Working Party and the CDBI Bureau would make the decision as to the Working Party's composition. The expertise needed had been set out in the terms of reference.

 

DEBRA Project

 

35.              The Secretariat presented the most recent activities and future activities foreseen under the DEBRA and ADACS programmes in 2000. The participating experts were thanked for their vital contribution.

 

Information on the preparation of the 5th European Conference of National Ethics Committees

 

36.              Professor SERRÃO, member of the Conference Bureau, said that the 5th Conference of National Ethics Committees would be held in Strasbourg on 4 and 5 September 2000.  The subject of the Conference would be « Science, Communication and Society » (Draft programme in Appendix V to the present report).

 

37.              He also informed the Committee of the offer made by the Cypriot authorities to host the 6th Conference in Cyprus, and thanked the Cypriot authorities most sincerely.

 

Election of the Chair and Vice-Chair

 

38.              Nominations for the posts of Chair and Vice-Chair of the CDBI were requested. Dr. Elaine GADD (UK) was the only nomination for the post of Chair of the CDBI and Ms. Ruth REUSSER (Switzerland) was the only person nominated for the post of Vice-Chair.

 

39.              Dr. GADD and Ms. REUSSER were elected unanimously by the CDBI.

 

Working methods of the CDBI

 

a)         Improving efficiency

 

40.              The Chair of the CDBI noted the conclusions of the CDBI Bureau stating the need to move towards shorter presentations and more focused discussions in the plenary, along with the efficiency gains that would result from more use of new information technologies between meetings. The Chair also noted that the Secretariat would prepare a framework efficiency document for review by the Bureau at its next meeting in November 2000.

 

b)        Transparency and consultation procedures

 

41.              The Chair noted that the CDBI had already agreed to declassify the preparatory work of the Convention. The Chair noted that these were the final documents but that specific comments could be made to the Secretariat by 30 June 2000.

 

42.              The Chair explained that publishing abridged summaries of CDBI Plenary meetings on the Internet had been proposed. She noted that such a summary would be anonymised. The CDBI agreed that such summaries would be published starting with the current meeting. Delegations were informed that they would receive the aforementioned summaries by e-mail.

 

c)        Relations with other international organisations

 

43.              The Chair asked for written comments to be sent to the Secretariat on this important issue.

 

Dates of future meetings

 

44.              It was noted that the next meeting of the CDBI was to be held in Strasbourg on 4 to 7 December 2000 and that the next meeting of the CDBI Bureau would take place from 8 to 9 November 2000.

 

Other business

 

45.              At the request of one delegation, the CDBI agreed to ask the Working Party on the Protection of the Human Embryo and Foetus to examine the issue of the sale of gametes on the Internet.

 

46.              Ms. Marie-Christine BERCOT (UNESCO), from the Division of Ethics in Science and Technologies made a presentation on the recent activities of UNESCO in the field of bioethics. She noted that UNESCO would be glad to receive comments or suggestions from the Council of Europe on its “Guidance for the implementation of the Universal Declaration on the Human Genome and Human Rights.” She also informed the CDBI of the adoption of the “Declaration of Monaco: reflections on bioethics and the rights of the child.”

 


APPENDIX I

 

List of participants

 

MEMBER STATES

 

Albania  M. Andrea GUDHA, Ministère de la Santé, TIRANA

           

Andorra -

 

Austria - Dr Renate FALLY-KAUSEK, Bundesministerium für Soziale Sicherheit und Generationen, WIEN

 

Mr Erich Michael STORMANN, Bundesministerium für  Justiz, WIEN

 

Belgium– Mme Nathalie VAN DEN BOSSCHE, Cabinet de M. le Ministre de l'Economie et la Recherche scientifique, BRUXELLES

 

M. Christian SCHUTYSER, Cabinet fédéral de la Protection de la Consommation, de la Santé publique et de l'Environnement, BRUXELLES

 

Mme Sylviane FRIART, Ministère de la Justice, BRUXELLES

 

Bulgaria– Ms Silvia TOMOVA, Université de médecine, SOFIA

 

Croatia– Dr Dubravka ŠIMONOVIC, Permanent Mission of the Republic of Croatia to the United Nations, NEW YORK

 

Dr Marija GAJSKI-KNEKLIN, Ministry of Health, ZAGREB

 

Chypre – Mrs Rena PETRIDOU, Office of the Attorney General of the Republic of Cyprus, NICOSIA

 

République Tchèque – Mr Jan PAYNE, Ministry of Health, PRAHA

 

Danemark - Mrs Maja-Lisa AXEN, Danish Ministry of Health, COPENHAGEN

 

Estonie - Mr Arvo TIKK, Tartu University, TARTU

 

Finlande – Mrs Ritva HALILA, Ministry of Social Affairs and Health, HELSINKI

 

Dr Terhi HERMANSON, Ministry of Social Affairs and Health, HELSINKI

 

France - M. André ALBERT, Ministère de la Justice, PARIS

 

M. Pierre BOUSSAROQUE, Direction des Affaires juridiques du Ministère des Affaires étangères, PARIS


 

Mme Isabelle ERNY, Direction général de la Santé, PARIS

 

M. Jean MICHAUD, Cour de Cassation, PARIS

 

Géorgie – Mr Givi JAVASHVILI, Ministry of Health of Georgia, TBILISI

 

Allemagne – Dr Birgit-Maria BORN, Federal Ministry of Justice, BERLIN

 

Prof. Dr. med. Elmar DOPPELFELD, Union des Comités d'Ethique, KÖLN

 

Prof. Dr. Phil. Ludger HONNEFELDER, Philosophisches Seminar LFBII der Universität Bonn, BONN

 

PD Dr Stefan WINTER, Federal Chamber of Physicians, KÖLN

 

Dr Rainer MEILICKE, Bundesministerium für Gesundheit, BONN

 

Grèce - Mrs Panagiota DALLA-VORGIA, University of Athens Medical School, ATHENS

 

Hongrie - Dr Dorottya MOGYOROSI, Ministry of Health, BUDAPEST

 

Islande - Dr Örn BJARNASON, National University Hospitals, REYKJAVIK

 

Irlande - Dr Rosemary BOOTHMAN, Department of Health, DUBLIN

 

Ms Angela O'FLYNN, Department of Health and Children, DUBLIN

 

Italie - M. le Professeur Adriano BOMPIANI, Ospedale Pediatrico « Bambino Gesù », ROMA

 

Mr Giovanni BERLINGUER, National Bioethics Committee, ROMA

 

Lettonie - Dr Laima RUDZE, Central Medical Ethics Committee of Latvia, RIGA

 

Liechtenstein -

 

Lituanie - M. Romualdas LEKEVICIUS, Department of Genetics of Vilnius University, VILNIUS

 

Luxembourg – M. Raymond MOUSTY, Ministère de la Santé, LUXEMBOURG

 

Malte - Prof. Maurice CAUCHI, Ministry of Health, GOZO

 

Moldova – Ms Tatiana PARVU, Ministry of Foreign Affairs, CHISINAU

 

Dr Svetlana CODREANU, Institut de Microbiologie, CHISINAU


 

Pays-Bas – M. Bart WIJNBERG, Minstry of Health, Welfare and Sports, DEN HAAG

 

Mrs Sophie BASTIJN, Ministry of Health, Welfare and Sport, DEN HAAG

 

Norvège - Mrs Grete GJERTSEN, Ministry of Health and Social Affairs, OSLO

 

Pologne - Prof Andrzej RZEPLINSKI, Warsaw University, WARSAW

 

Portugal - Dr Daniel SERRÃO, Faculté de Médecine de Porto, PORTO

 

Roumanie – Prof Vladimir BELIS, Institut National de Médecine légale, BUCAREST

 

Russie – Mr Boris YUDIN, Institute of Human Studies, MOSCOW

 

Saint Marin – Dr Pietro BERTI, Parliament, SAN MARINO

 

Slovaquie – Dr Jan BIELIK, Hospital, BRATISLAVA

 

Ms Silvia GUBOVA, Ministry of Health of the Slovak Republic, BRATISLAVA

 

Slovénie - M. Joze V. TRONTELJ, Institute of Clinical Neurophysiology, LJUBLJANA

 

Espagne – Dr Octavi QUINTANA, Insalud, MADRID

 

Suède – Mrs Lena JONSSON, Ministry of Health and Social Affairs, STOCKHOLM

 

Suisse - Mme Ruth REUSSER, Office fédéral de la  Justice, BERNE

 

Mme Rafaella MARTINELLI, Office fédéral de la Santé, BERNE

 

Mrs Verena SCHWANDER, Swiss Federal Office of Public Health, BERNE

 

« l'ex-République yougoslave de Macédoine » - Dr Karpos BOSKOVSKI, Faculty of Medicine, SKOPJE

 

Turquie - M. Ergun ÖZSUNAY, Faculty of Law, ISTANBUL

 

Ukraine - Mrs Zoreslava SHKIRYAK-NYZHNYK, Institute of Paediatrics, KYIV

 

Royaume-Uni - Dr Elaine GADD, (CHAIR), Department of Health, LONDON

 

Dr Peter DOYLE, Department of Health, LONDON

 

Assemblée parlementaire – M. Jean-François MATTEI, Hôtel-de-Ville, MARSEILLE

 

Communauté européenne


OBSERVATEURS

 

Australie -

 

Canada – Mme Michème JEAN, Ministère des Affaires étrangères, BRUXELLES

 

Mr Bernard STARKMAN, Department of Justice, OTTAWA

 

Saint-SiègeDr Axel CARLBERG, University Hospital, LUND

 

Rev. Prof. Maurice DOOLEY, TEMPLEMORE

 

Japon – Ito FUMIYASU, Consulat général du Japon, STRASBOURG

 

Etats Unis d'Amérique - Dr Duane ALEXANDER, National Institute of Child Health an Human Development, BETHESDA

 

Commission Internationale de l'Etat Civil (CIEC) – apologised for absence

 

Fondation européenne de science (ESF) – Dr Marianne MINKOWSKI, Unit of Biomedical Sciences, STRASBOURG

 

OCDE - apologised for absence

 

UNESCO – Mme Marie-Christine BERCOT, Division de l'Ethique et des Technologies, PARIS

 

Organisation mondiale de la santé (OMS) –

 

CDSP - Prof. Dr. H. ROSCAM ABBING, Ministry of Health, Welfare and Sport, DEN HAAG

 

CDDH - M. E. ROUCOUNAS, Athens Academy, ATHENS

 

KEK – Church and Society Commission of the Conference of European Churches – Pasteur Richard FISCHER, STRASBOURG

 

Dr Lena KUMLIN, HELSINKI

 

SECRETARIAT

Direction Générale des Affaires Juridiques, Division de la Bioéthique

M. Carlos de SOLA, Secretary of the Steering Committee on Bioethics, Principal Administrative Officer

M. Péteris ZILGALVIS, Administrative Officer

Mme Martine GABOLDE, Administrative Officer

Melle Sandrine SABATIER, Administrative Officer

Mrs Terry JOURNIAC, Assistant

Mme Nathalie DELOBEL, Secretary


APPENDIX II

 

Agenda

1.         Adoption of the Agenda

 

2.         Israel – Observer status

 

§           Decision on the request for observer status made by Israel

 

3.         Chart of signatures and ratifications of the Convention on Human Rights and Biomedicine and the Protocol on the Prohibition of Cloning Human Beings

 

4.         Developments in the field of bioethics in member States, other States and international organisations

 

5.         Working Party on Organ Transplantation (CDBI-CO-GT1)

 

§           Examination of the draft Protocol, with a view to its adoption

 

§           Examination of the draft Explanatory report, with a view to deciding on a final text

 

§           Follow-up to the adoption of the draft Protocol

 

6.         Working Party on Xenotransplantation (CDBI/CDSP-XENO)

 

§         Authorisation for declassification and dissemination of the Intermediate Report on the state of the art in the field of xenotransplantation

 

§         Consideration of holding a European Conference on xenotransplantation

 

7.         Working Party on Biomedical Research (CDBI-CO-GT2)

 

§         Presentation of the draft Protocol on Biomedical Research by Dr R. BOOTHMAN (Ireland), Chair of CDBI-CO-GT2, following the 9th meeting (Strasbourg, 9-11 February 2000).

 

§         Examination of the draft Protocol on Biomedical Research

 

8.         Working Party on the Protection of Human Embryo and Foetus (CDBI-CO-GT3)

 

§         Examination of the preliminary draft Protocol on the protection of human embryo and foetus, in particular Chapter II on the protection of the embryo in vitro

 

9.         Working Party on Human Genetics (CDBI-CO-GT4)

 

§         Examination of the preliminary draft Protocol on Human Genetics


 

10.       Consultation on the White Paper « Psychiatry and Human Rights »

 

11.       Working Party on biotechnology

 

12.       DEBRA Project

 

§         Presentation of DEBRA activities for the year 2000

 

13.       Information on the preparation of the 5th European Conference of National Ethics Committees

 

14.       Election of the Chair and Vice-Chair

 

15.       Working methods of the CDBI

 

a)         Improving efficiency

 

b)         Transparency and consultation procedures

 

c)         Relationship with other international organisations

 

16.       Dates of future meetings

 

17.       Other business

 


 

APPENDIX III

 

                                       Draft Protocol on Transplantation of Organs

                                                   and Tissues of Human Origin

 

Preamble

 

The member States of the Council of Europe, the other States and the European Community signatories to this additional Protocol to the Convention for the Protection of Human Rights and Dignity of the Human Being with regard to the Application of Biology and Medicine (hereinafter referred to as "Convention on Human Rights and Biomedicine"),

 

Considering that the aim of the Council of Europe is the achievement of greater unity between its members and that one of the methods by which this aim is pursued is the maintenance and further realisation of human rights and fundamental freedoms;

 

Considering that the aim of the Convention on Human Rights and Biomedicine, as defined in Article 1, is to protect the dignity and identity of all human beings and guarantee everyone, without discrimination, respect for their integrity and other rights and fundamental freedoms with regard to the application of biology and medicine;

 

Considering that progress in medical science, in particular in the field of organ and tissue transplantation, contributes to saving lives or greatly improving their quality;

 

Considering that transplantation of organs and tissues is an established part of the health services offered to the population;

 

Considering that, in view of the shortage of organs and tissues, appropriate action should be taken to increase organ and tissue donation, in particular by informing the public of the importance of organ and tissue transplantation and by promoting European co-operation in this field;

 

Considering moreover the ethical, psychological and socio-cultural problems inherent in the transplantation of organs and tissues;

 

Considering that the misuse of organ and tissue transplantation may lead to acts endangering human life, well being or dignity;

 

Considering that organ and tissue transplantation should take place under conditions protecting the rights and freedoms of donors, potential donors and recipients of organs and tissues;

 

Recognising that, in facilitating the transplantation of organs and tissues in the interest of patients in Europe, there is a need to protect individual rights and freedoms and to prevent the commercialisation of parts of the human body involved in organ and tissue procurement, exchange and allocation activities;

 

Taking into account previous work of the Committee of Ministers and the Parliamentary Assembly of the Council of Europe in this field;

 

Resolving to take such measures as are necessary to safeguard human dignity and the fundamental rights and freedoms of the individual with regard to organ and tissue transplantation,

 

Have agreed as follows:

 

Chapter I – Object and scope

 

Article 1  Object

 

Parties to this Protocol shall protect the dignity and identity of everyone and guarantee, without discrimination, respect for his or her integrity and other rights and fundamental freedoms with regard to transplantation of organs and tissues of human origin.

 

Article 2 – Scope and definitions

 

1.         This Protocol applies to the transplantation of organs and tissues of human origin carried out for therapeutic purposes.

 

2.         The provisions of this Protocol applicable to tissues shall apply also to cells, including haematopoietic stem cells.

 

3.         The Protocol does not apply:

a.       to reproductive organs and tissue;

b.      to embryonic or foetal organs and tissues;

c.       to blood and blood derivatives.

 

4.         For the purposes of this Protocol:

 

               the term "transplantation" covers the complete process of removal of an organ or tissue from one person and implantation of that organ or tissue into another person, including all procedures for preparation, preservation and storage;

 

               subject to the provisions of Article 19, the term "removal" refers to removal for the purposes of implantation.

 

Chapter II – General provisions

 

Article 3 – Transplantation system

 

            Parties shall guarantee that a system exists to provide equitable access to transplantation services for patients which ensures that organs and tissues are allocated in conformity with transparent and duly justified rules taking particular account of medical criteria.

 

The persons or bodies responsible for the allocation decision shall be designated within this framework.

 

The transplantation system shall ensure the collection and recording of the information required to ensure traceability of organs and tissues.

 

Article 4 – Professional standards

 

Any intervention in the field of organ or tissue transplantation must be carried out in accordance with relevant professional obligations and standards.

 

Article 5 – Information for the recipient

 

The recipient and, where appropriate, the person or body providing authorisation for the implantation shall beforehand be given appropriate information as to the purpose and nature of the implantation, its consequences and risks, as well as on the alternatives to the intervention.

 

Article 6 – Health and safety

 

All professionals involved in organ or tissue transplantation shall take all reasonable measures to minimise the risks of transmission of any disease to the recipient and to avoid any action which might affect the suitability of an organ or tissue for implantation.

 

Article 7 – Information for health professionals and the public

 

Parties shall provide information for health professionals and for the public in general on the need for organs and tissues. They shall also provide information on the conditions relating to removal and implantation of organs and tissues, including matters relating to consent or authorisation, in particular with regard to removal from deceased persons.

 

Chapter III – Organ and tissue removal from living persons

 

Article 8 – General rule

 

Removal of organs or tissues from a living person may be carried out solely for the therapeutic benefit of a recipient and where there is no suitable organ or tissue available from a deceased person and no other alternative therapeutic method of comparable effectiveness.

 

Article 9 – Potential organ donors

 

Organ removal from a living donor may be carried out for the benefit of a recipient with whom the donor has a close personal relationship as defined by law, or, in the absence of such relationship, only under the conditions defined by law and with the approval of an appropriate independent body.

 

Article 10 – Evaluation of risks for the donor

 

Before organ or tissue removal, appropriate medical investigations and interventions shall be carried out to evaluate and reduce physical and psychological risks to the health of the donor.

 

The removal may not be carried out if there is a serious risk to the life or health of the donor.

 

Article 11 – Information for the donor

 

The donor and, where appropriate, the person or body providing authorisation according to Article 13, paragraph 2, of this Protocol, shall beforehand be given appropriate information as to the purpose and nature of the removal as well as on its consequences and risks.

 

They shall also be informed of the rights and the safeguards prescribed by law for the protection of the donor. In particular, they shall be informed of the right to have access to independent advice about such risks by a health professional having appropriate experience and who is not involved in the organ or tissue removal or subsequent transplantation procedures.

 

Article 12 – Consent of the living donor

 

Subject to Articles 13 and 14 of this Protocol, an organ or tissue may be removed from a living donor only after the person concerned has given free, informed and specific consent to it either in written form or before an official body.

 

The person concerned may freely withdraw consent at any time.

 

Article 13 – Protection of persons not able to consent to organ or tissue removal

 

1.         No organ or tissue removal may be carried out on a person who does not have the capacity to consent under Article 12 of this Protocol.

 

2.         Exceptionally, and under the protective conditions prescribed by law, the removal of regenerative tissue from a person who does not have the capacity to consent may be authorised provided the following conditions are met:

 

i.          there is no compatible donor available who has the capacity to consent;

 

ii.          the recipient is a brother or sister of the donor;

 

iii.         the donation has the potential to be life-saving for the recipient;

 

iv.        the authorisation of his or her representative or an authority or a person or body provided for by law has been given specifically and in writing and with the approval of the competent body;

 

v.                   the potential donor concerned does not object.

 

Article 14  Cell removal from a living donor

 

The law may provide that the provisions of Article 13, paragraph 2, indents ii and iii, shall not apply to cells insofar as it is established that their removal only implies minimal risk and minimal burden for the donor.

 

Chapter IV – Organ and tissue removal from deceased persons

 

Article 15 – Certification of death

 

Organs or tissues shall not be removed from the body of a deceased person unless that person has been certified dead in accordance with the law.

 

The doctors certifying the death of a person shall not be the same doctors who participate directly in removal of organs or tissues from the deceased person, or subsequent transplantation procedures, or having responsibilities for the care of potential organ or tissue recipients.

 

Article 16 – Consent and authorisation

 

Organs or tissues shall not be removed from the body of a deceased person unless consent or authorisation required by law has been obtained.

 

The removal shall not be carried out if the deceased person had objected to it.

 

Article 17 – Respect for the human body

 

During removal the human body must be treated with respect and all reasonable measures shall be taken to restore the appearance of the corpse.

 

Article 18 – Promotion of donation

 

Parties shall respond to shortages of organs and tissues by taking all appropriate measures to promote the procurement of organs and tissue from deceased persons in accordance with the provisions laid down in this Protocol.

 


Chapter V – Implantation of an organ or tissue removed for a purpose other than donation for implantation

 

Article 19 – Implantation of an organ or tissue removed for a purpose other than donation for implantation

 

1.         When an organ or tissue is removed from a person for a purpose other than donation for implantation, it may only be implanted if the consequences and possible risks have been explained to that person and his/her informed consent, or appropriate authorisation in the case of a person not able to consent, has been obtained.

 

2.         All the provisions of this Protocol apply to the situations referred to in paragraph 1, except for those in Chapter III and IV.

 

Chapter VI – Prohibition of financial gain

 

Article 20 – Prohibition of financial gain

 

1.         The human body and its parts shall not, as such, give rise to financial gain or comparable advantage.

 

            The aforementioned provision shall not prevent payments which do not constitute a financial gain or a comparable advantage, in particular:

 

          compensation of living donors for loss of earnings and any other justifiable expenses caused by the removal or by the related medical examinations;

 

          payment of a justifiable fee for legitimate medical or related technical services rendered in connection with transplantation;

 

                    compensation in case of undue damage resulting from the removal of organs or tissues from living persons.

 

2.         Advertising the need for, or availability of, organs or tissues, with a view to offering or seeking financial gain or comparable advantage, shall be prohibited.

 

Article 21 – Prohibition of organ and tissue trafficking

 

Organ and tissue trafficking shall be prohibited.

 

Chapter VII – Confidentiality

 

Article 22 – Confidentiality

                 

1.         All personal data relating to either the person from whom organs or tissues have been removed or the recipient shall be considered to be confidential. Such data may only be collected, processed and communicated according to the rules relating to professional confidentiality and personal data protection.

 

2.         The provisions of paragraph 1 shall be interpreted without prejudice to the provisions making possible, subject to appropriate safeguards, the collection, processing and communication of the necessary information about the person from whom organs or tissues have been removed or the recipient(s) of organs and tissues in so far as this is required for medical purposes, including traceability, as provided for in Article 3 of this Protocol.

 

Chapter VIII – Infringements of the provisions of the Protocol

 

Article 23 – Infringements of rights or principles

 

Parties shall provide appropriate judicial protection to prevent or to put a stop to an unlawful infringement of the rights and principles set forth in this Protocol at short notice.

 

Article 24 – Compensation for undue damage

 

The person who has suffered undue damage resulting from transplantation procedures is entitled to fair compensation according to the conditions and procedures prescribed by law.

 

Article 25 – Sanctions

 

Parties shall provide for appropriate sanctions to be applied in the event of infringement of the provisions contained in this Protocol.

 

 

Chapter IX – Co-operation between Parties

 

Article 26 – Co-operation between Parties

 

Parties shall take appropriate measures to ensure that there is efficient co-operation between them on organ and tissue transplantation, inter alia through information exchange.

 

In particular, they shall undertake appropriate measures to facilitate the rapid and safe transportation of organs and tissues to and from their territory.

 

Chapter X – Relation between this Protocol and the Convention, and re-examination of the Protocol

 

Article 27 – Relation between this Protocol and the Convention

 

As between the Parties, the provisions of Articles 1 to 26 of this Protocol shall be regarded as additional articles to the Convention on Human Rights and Biomedicine, and all the provisions of that Convention shall apply accordingly.


 

Article 28 – Re-examination of the Protocol

 

In order to monitor scientific developments, the present Protocol shall be examined within the Committee referred to in Article 32 of the Convention on Human Rights and Biomedicine no later than five years from the entry into force of this Protocol and thereafter at such intervals as the Committee may determine.

 

Chapter XI – Final clauses

 

Article 29 – Signature and ratification

 

This Protocol shall be open for signature by Signatories to the Convention. It is subject to ratification, acceptance or approval. A Signatory may not ratify, accept or approve this Protocol unless it has previously or simultaneously ratified, accepted or approved the Convention. Instruments of ratification, acceptance or approval shall be deposited with the Secretary General of the Council of Europe.

 

Article 30  Entry into force

 

1.         This Protocol shall enter into force on the first day of the month following the expiration of a period of three months after the date on which five States, including at least four member States of the Council of Europe, have expressed their consent to be bound by the Protocol in accordance with the provisions of Article 29.

 

2.         In respect of any signatory which subsequently expresses its consent to be bound by it, the Protocol shall enter into force on the first day of the month following the expiration of a period of three months after the date of the deposit of the instrument of ratification, acceptance or approval.

 

Article 31 – Accession

 

1.         After the entry into force of this Protocol, any State which has acceded to the Convention may also accede to this Protocol.

 

2.         Accession shall be effected by the deposit with the Secretary General of the Council of Europe of an instrument of accession which shall take effect on the first day of the month following the expiration of a period of three months after the date of its deposit.

 

Article 32 – Denunciation

 

1.                  Any Party may at any time denounce this Protocol by means of a notification addressed to the Secretary General of the Council of Europe.

 

2.         Such denunciation shall become effective on the first day of the month following the expiration of a period of three months after the date of receipt of such notification by the Secretary General. 

 

Article 33  Notification

 

The Secretary General of the Council of Europe shall notify the member States of the Council of Europe, the European Community, any Signatory, any Party and any other State which has been invited to accede to the Convention of:

 

a.       any signature;

b.         the deposit of any instrument of ratification, acceptance, approval or accession;

c.         any date of entry into force of this Protocol in accordance with Articles 30 and 31;

d.         any other act, notification or communication relating to this Protocol.

 

In witness whereof the undersigned, being duly authorised thereto, have signed this Protocol.

 

Done at …, this …, in English and French, both texts being equally authentic, in a single copy which shall be deposited in the archives of the Council of Europe. The Secretary General of the Council of Europe shall transmit certified copies to each member State of the Council of Europe, to the non-member States which have participated in the elaboration of this Protocol, to any State invited to accede to the Convention and to the European Community.

 


 

APPENDIX IV

 

                                           Draft Protocol on Biomedical Research

 

*          Changes made by the Working Party are in bold

            Changes to the text proposed provisionally by the Secretariat are in italics

 

 

                                                                 CHAPTER I

                                                            General provisions

 

Article 1 (Object and purpose)

 

            Parties to this Protocol shall protect the dignity and identity of all human beings and guarantee everyone, without discrimination, respect for their integrity and other rights and fundamental freedoms with regard to any research in the field of biomedicine.

 

Article 2 (Scope and definitions)

 

            This Protocol covers the full range of biomedical research activities involving individuals, groups or populations. This includes research into molecular, cellular and other mechanisms in health, disorders and disease; and diagnostic, therapeutic, preventive and epidemiological studies. The scope of this Protocol includes research based on personal data and biological materials of human origin.

 

            This Protocol applies to research on embryos and foetuses in vivo and to research on pregnant women. However, it does not apply to research on embryos in vitro.

 

Article 3 (Primacy of the human being)

 

            The interests and welfare of the human being participating in research shall prevail over the sole interest of society or science.

 

Article 4 (General rule)

 

            Biomedical research shall be carried out freely, subject to the provisions of this Protocol and of other legal provisions ensuring the protection of the human being.

 

CHAPTER II

Requirements for all biomedical research

 

Article 5 (Quality standards)

 

            Any research must be of acceptable scientific quality and be carried out in accordance with relevant professional obligations and standards under the supervision of a responsible researcher.


 

Article 6 (Independent examination by an authorised body)

 

            Every research project on persons, personal data including anonymised personal data, or biological materials shall be submitted to the authorised body or bodies for independent examination of its scientific merit and ethical acceptability in each country in which research is to take place.

 

            The primary function of the multidisciplinary examination of the ethical acceptability, assuming that the condition of scientific quality has been met, is to protect the safety, rights and well-being of the research participants and those whose personal data or biological materials are to be used in conformity with the highest ethical standards.

 

            The assessment of the ethical acceptability, taking into account the nature of the project under review, shall draw on a broad range of expertise and experience adequately reflecting professional, lay, gender, and cultural views.

 

            For the protection of persons participating in research and those whose personal data or biological materials are used, the researcher shall inform the body or bodies in charge of ethical assessment of progress, of unforeseen events giving rise to new ethical issues, and submit the final report of the research. It shall be ensured that the results of research projects be made available to participants, on request. The opinion of an authorised body or bodies shall be delivered before research commences.

 

New Article 7 (Independence of the authorised body or bodies)

 

Parties to this Protocol shall assure the independence of the authorised body or bodies. The authorised body or bodies shall not be subject to undue external influences.

 

All direct or indirect conflicts of interest on the part of members of such bodies shall be declared and if such conflicts occur, those involved shall be excluded from the decision-making process.

 

Article 8 (Information for the authorised body)

 

            Clear, documented information on the proposed research shall be provided to the authorised body or bodies as the basis for assessment of the ethical acceptability of each research project including:

 

            i)          the name of the principal researcher, qualifications and experience of researchers and, where appropriate, the clinically responsible person;

            ii)         the aim and justification for the research supported by an updated survey of relevant scientific literature;

 

iii)                 methods and procedures envisaged, including statistical and other analytical techniques;

 

iv)                 the categories of persons who would participate in or whose data or biological materials would be used in the research project and how they are to be selected and recruited; justification for inclusion or exclusion of any persons or categories of persons in particular those not able to consent to research or those for whom other special circumstances apply;

 

            v)         details of information which has been or will be provided to those persons who would participate or whose data or biological materials would be used in the research project and the means proposed for provision of this information;

 

vi)        documentation intended to be used to seek consent or, in the case of persons not able to consent, authorisation for participation or use of data or biological materials in the research project;

 

vii)               arrangements to ensure respect for the private life of those persons who would participate or whose data or biological materials would be used in research and assure the confidentiality of personal data;

 

            viii)       the management of information which may be generated and be relevant to the present or future health of those persons who would participate or whose data or biological materials would be used in research and their family members;

 

            ix)        the funding arrangements including details of all payments or rewards;

 

            x)         any potential conflicts of interest affecting the independence of the researchers;

 

xi)                any foreseen commercial use of data or biological materials;

 

xii)               a comprehensive summary of the research project in lay language;

 

xiii)              specific ethical issues as perceived by the researcher, particularly in regard to the aim, methods, and potential implications of the results, including the risk of stigmatisation or discrimination;
 

xiv)             a record of previous and concurrent submissions of the research project for assessment or approval and the decisions, if any, taken;

 

xv)              arrangements for compensation in the event of damage;

 

            Additional information which must be provided to the authorised body or bodies reviewing research specifically involving interventions on persons, personal data or biological materials is found in Articles 16, 32 and 34.

 

Article 9 (Confidentiality)

 

            Any information of a personal nature obtained during biomedical research shall be considered as confidential and treated according to the rules relating to the protection of private life and subject to data protection legislation.

 

            Information collected on their health shall be accessible to data subjects, in conformity with the provisions of Article 10 of the Convention[1], and data protection legislation.

 

Article 10 (Duty of care)

 

If research gives rise to conclusions [results] of relevance to the current or future health or quality of life of identifiable participants or those whose data or biological materials are used, these conclusions [results] must be made accessible to those included in the research. This shall be done within a framework of healthcare or counselling. In communication of such conclusions [results], due care must be taken in order to protect confidentiality and to respect the right of the data subject not to receive conclusions [results].

 

Article 11 (Availability of results)

 

            Researchers shall publish or make otherwise available the results of research projects in reasonable time, regardless of their outcome.


 

Article 12 (Research in states not Party to this Protocol)

 

            Sponsors and researchers based in the territory of a Party to this Protocol who plan research in a state not Party to this Protocol, shall satisfy both the conditions applicable in the state in the territory of which research is to be carried out and the fundamental ethical standards and safety guarantees laid down in this Protocol.

 

                                                                CHAPTER III

Additional requirements for research involving interventions on
or interactions with persons

 

Article 13 (Justification for research)

 

            Research involving interventions on or interactions with persons is only justified if it will generate new scientific understanding that has the potential to lead to improvements in human health.

 

Article 14 (Absence of alternatives)

 

            Research involving interventions on or interactions with persons may only be justified if there is no alternative of comparable effectiveness.

 

Article 15 (Risks and benefits)

 

            Research shall not involve risks disproportionate to its potential benefits.

 

Article 16 (Additional information for the authorised body or bodies)

 

            In addition to the items listed in Article 8, the following clear, documented information must be provided for the assessment of the ethical acceptability of each research project involving interventions on or interactions with persons:

 

i)                    special justification for involving persons;

ii)                   the nature, extent and duration of the procedures involved, in particular of any burden imposed;

iii)                 justification for the use or the absence of control groups;

iv)                a description of the nature and degree of any foreseeable risks which may be incurred through participating in research which shall not be disproportionate to the potential benefits of the research;

v)                  arrangements to monitor, evaluate and react to contingencies which may have consequences for the present or future health of research participants or others;

vi)                 arrangements for compensation in the event of injury or death.

 

New Article 17 (Premature termination of research)


 

            The research shall be terminated prematurely if new knowledge invalidates the justification for the research. The termination shall be reviewed by the authorised body or bodies.

 

Article 18 (Consent)

 

1.                  No research involving interventions on or interactions with persons may be carried out without the informed, free, express, specific and documented consent of the person. Refusal to participate in research shall not prejudice the right of the individual to receive appropriate and timely medical care.

 

2.         Such consent may be freely withdrawn by participants at any phase of the research without prejudice to their right to future medical care.

 

Article 19 (Research involving persons without potential direct benefit)

 

            Where the research has not the potential to produce results of direct benefit to the health of the person concerned, such research may be authorised subject to the conditions above and to the following additional conditions:

 

 

i)          the research has the aim of contributing, through significant improvement in the scientific understanding of the individual's condition, disease or disorder, to the ultimate attainment of results capable of conferring benefit to persons in the same age category or afflicted with the same disease or having the same condition; or

 

ii)         the research has the aim of contributing through significant improvement in the scientific understanding of biological, physiological, psychological, and pharmacological processes in ways which have the potential to benefit human health, and

 

iii)        the research entails only acceptable risk and acceptable burden for the individual concerned.

 

Article 20 (Undue influence)

 

            The authorised body or bodies assessing the ethical acceptability of the research project must be satisfied that no undue influence, particularly financial gain, will be exerted on persons to participate in research.

 

Article 21 (Information for research participants)

 

            The persons asked to participate in a research project shall be given adequate information in a documented and comprehensible form on the purpose, overall plan and methods to be applied in the research project, including the decisions of the authorised body or bodies, according to national law. They shall also be specifically informed before participating in research:

 

i)                    of the nature, extent and duration of the procedures involved, in particular of any burden imposed;

 

ii)                   of the foreseeable risks and the arrangements for compensation in the case of injury;

 

iii)                 of the arrangements for responding to adverse events or the concerns of participants;

 

iv)                 of the rights and safeguards prescribed by law for their protection;

 

v)                  of their right to refuse consent or to withdraw consent at any time, without prejudice to their right to appropriate and timely medical care;

 

vi)                 of arrangements to assure the confidentiality of personal data;

 

vii)       of any foreseen commercial use of the data or biological materials.

 

Article 22 (Safety)

 

            All measures shall be taken to protect the health, well being and safety of the participants.

 

            Research involving interventions on or interactions with persons shall only be carried out provided that all necessary preconditions as to its safety have been fulfilled.

 

            Research involving interventions on or interactions with persons shall be carried out under the direct supervision of a professional who exercises clinical responsibility and who possesses the necessary qualifications and experience to respond appropriately to clinical contingencies.

 

            The participants shall be informed immediately of any relevant developments, in particular of any risks which have become apparent in the course of the research. If, in the course of the research, unforeseen adverse events arise, their causes and severity shall be evaluated. Participation of the individual or the research itself shall only be continued, after amendment of the protocol if necessary and with the informed consent of the participants, if the risks are still not disproportionate to the potential benefits of the research.

 

 

Article 23 (Assessment of health status)

 

            The researcher shall take all necessary steps to assess the state of health of potential participants in research if the research involves interventions on or interactions with persons, to ensure that those at increased risk in relation to a specific project be excluded.

 

            Where research is undertaken on women in the reproductive stage of their lives, particular consideration must be given to the possible adverse impact on a current or future pregnancy and the health of the embryo or foetus.

 

Article 24 (Non-interference with necessary clinical interventions)

 

            Research involving interventions on or interactions with persons shall not delay or deprive them of medically necessary diagnostic or therapeutic procedures.

 

            In research associated with treatment, patients assigned to control groups shall be assured of a proven method of treatment.

 

            Placebo treatment may only be used in cases where there is no treatment of proven effectiveness, or where withdrawal or withholding of active treatment does not present unacceptable risk or burden.

 

Article 25 (Persons not able to consent to research)

 

1.         Research involving interventions on or interactions with persons without the capacity to consent to research may be undertaken only if all the above applicable conditions and all the following conditions are met:

 

i)          the results of the research have the potential to produce real and direct benefit to his or her health,

 

ii)         where appropriate, the persons undergoing research have been informed of their rights and the safeguards prescribed by law for their protection,

 

iii)        research of comparable effectiveness cannot be carried out on individuals capable of giving consent,

 

iv)        the necessary authorisation has been given specifically and in writing by the legal representative or an authority, person or body provided for by national law,

 

v)         the person concerned does not object to participating in the research, taking into account previously stated objections;


 

2.         Exceptionally and under the protective conditions prescribed by law, where the research has not the potential to produce results of direct benefit to the health of the person concerned, such research may be authorised subject to the conditions above and to the following additional conditions:

 

i)          the research has the aim of contributing, through significant improvement in the scientific understanding of the individual's condition, disease or disorder, to the ultimate attainment of results capable of conferring benefit to the person concerned or to other persons in the same age category or afflicted with the same disease or disorder or having the same condition,

 

ii)         the research entails only documented minimal risk and minimal burden for the individual concerned;

 

3.         Under the protective conditions provided by law, the opinions expressed by a person shall be given due weight by their legal representative or an authority, person or body provided for by national law, and the opinion of a minor shall be taken into consideration as an increasingly determining factor in proportion to his/her age and degree of maturity.

 

Article 26 (Interventions with minimal risk and minimal burden)

 

1.                  For the purposes of Article 25 paragraph 2 it shall be considered that research bears a minimal risk if it is to be expected that, in terms of the nature and scale of the intervention, it would result in the individual case, at the most in a very slightly detrimental and temporary effect on the health of the person concerned.

 

2.         Research within the meaning of Article 25 paragraph 2 only bears a minimal burden if it is to be expected that the symptoms or unpleasantness possibly associated with the intervention in the individual case will be felt by the person concerned to be, at the most, temporary and very slight. Where appropriate, a person enjoying the special confidence of the person concerned shall assess the burden.

 

3.         Any consideration of expected benefit shall not be used to justify an increased level of risk or burden.

 

Article 27 (Emergency clinical situations)

 

            In recognised emergency situations where the consent or authorisation required under Article 18 and Article 25 paragraph 1.iv. cannot be obtained, research may be carried out if the following additional conditions are met:

 

i)                    whenever possible, the relatives of the patients or persons close to them shall be consulted, or other reasonable steps taken in order to ascertain the wishes of the patient. If there are indications that the patient would object, the research shall not be undertaken.

ii)         the patient shall be informed, when it becomes possible, of participation in the research.

 

iii)........ the research has the potential to produce a significant benefit to their health or is aimed at benefiting that of people in the same situation.

 

iv)....... research of comparable effectiveness cannot be undertaken on persons not in an emergency situation.

 

Article 28 (Research during pregnancy or breastfeeding)

 

            Research involving pregnant or breastfeeding women or embryos or foetuses may not be carried out unless the following conditions are met:

 

i)                    the research will potentially benefit directly the health of the woman or that of the embryo, foetus or child or this research is aimed at benefiting other embryos, foetuses or children or women who are in the same position;

 

ii)                  research of comparable effectiveness cannot be carried out in other ways [utilising other alternatives];

 

iii)              risks which may be incurred by the mother and/or embryo or foetus through participating in research shall not be disproportionate to the potential benefits of that research;

 

iv)                where the research would not have the potential to produce results of direct benefit for the woman or the embryo or foetus, there must be no more than minimal risk and minimal burden;

 

v)                  the informed consent or authorisation required by law has been obtained.

 

Article 29 (Dependent persons)

 

            The authorised body or bodies must be satisfied that dependent persons and vulnerable groups in society will not be subjected to undue influence.

 

Article 30 (Reimbursement of expenses)

 

            Persons participating in research have the right to reimbursement of any expenses or financial loss.


 

Article 31 (Persons deprived of liberty)

 

            Research may only be undertaken on persons deprived of liberty exceptionally and under the protective conditions prescribed by law if all of the following conditions are met:

 

i)          it has the potential to produce a significant benefit to their health [or is aimed at benefiting that of people in the same situation]

 

ii)         that particular attention is paid that the conditions of Article 29 are fulfilled, and

 

iii)        where required by national law, approval has been given by the competent body provided for.

 

                                                                CHAPTER IV

            Additional requirements for research on personal data or biological materials

 

Article 32 (Justification for research on personal data or biological materials)

 

            The use of personal data or biological materials for research purposes shall only be justified by potential, proportional benefits of the research.

 

Article 33 (Additional information for the authorised body or bodies)

 

            In addition to the items listed in Article 8, clear, documented information shall be provided to the authorised body or bodies for the assessment of ethical acceptability of each research project on personal data or biological materials regarding:

 

i)......... arrangements for anonymisation [removal of personal identifiers] and their effect on confidentiality, protection of private life, and on communication of relevant results related to the health of the subject;

ii)........ information to be provided to those whose data or biological materials are to be utilised in research;

iii)        the type of consent sought, whether specific to the project or general, and its duration;

iv)        specific justification if consent is not to be requested;

v)         arrangements to make accessible, within a framework of healthcare or counselling, conclusions of relevance to research subjects in the event that this may become necessary;

vi)        arrangements for compensation;


 

Article 34 (Information to be given to persons whose personal data or biological material may be used)

 

            The persons whose personal data or biological material may be used shall be given adequate information in a documented and comprehensible form on the purpose, overall plan and methods to be applied in the research, including the decisions of the authorised body or bodies, according to national law. They shall also be specifically informed before their data or biological material is used:

 

i)                    in lay language, of the nature of storage and use of data or biological materials,

 

ii)                   possibility of being informed of conclusions of the research and availability of related counselling,

 

iii)                 accessibility to them of the results of research,  

iv)                 purpose of the storage and possible future uses of their data or biological materials,

 

v)                  the possibility of consenting only to specific research,

 

vi)                 the possibility of being contacted for further research, and of the possibility of refusing such contact,

 

vii)               that every new research project using their data or biological materials will be submitted to an authorised body or bodies,

 

viii)            of any possible commercial applications of their data or biological materials,

 

Article 35 (Consent for research on archived data or biological materials )

 

            Only those personal identifiers necessary for the research shall be utilised by researchers.

 

            Archived data or biological materials are those which have been collected prior to the entry into force of this Protocol. Whenever possible consent should be obtained for the use of archived personal data or biological materials for biomedical research purposes.

 

            However, such data or biological materials may be used, after review by the authorised body or bodies, without consent for the purpose of a defined biomedical research project provided that:


 

            i)          the person has not expressly opposed disclosure; and

            ii)         despite reasonable efforts, it would be impracticable to contact the person to seek consent; and

            iii)         the interests of the research project justify the authorisation; or

iv)        the scientific research is provided for by law and constitutes a necessary measure for public health reasons.

 

3.         Personal data used for biomedical research may not be published in a form which enables the person to be identified, unless consent has been given for the publication and publication is permitted by law.

 

Article 36 (Consent for research on data and biological materials)

 

            Personal data and biological materials collected for non-research purposes after the entry into force of this Protocol shall only be utilised with the free, informed, specific and documented consent or authorisation of those whose data or biological materials are to be used. It shall be specified whether the consent or authorisation is general, specific to a type of research, or specific to a research project.

 

Such consent or authorisation may be freely withdrawn by those whose data or biological materials are being used at any phase of the research without prejudice to their right to future medical care.

 

Article 37 (Damages)

 

            Damage resulting from the research use of personal data or biological materials shall be appropriately compensated according to national law.

 

                                                   CHAPTER VI

                                      Infringement of the provisions of the Protocol

 

Article 38 (Infringement of the rights and principles)

 

            The Parties shall provide appropriate judicial protection to prevent or put a stop to an unlawful infringement of the rights and principles set forth in this Protocol at short notice.

 

Article 39 (Compensation for damage)

 

            Persons participating in research shall be appropriately compensated in the event of loss and/or injury according to the conditions and procedures prescribed by law.


Article 40 (Sanctions)

 

            Parties shall provide for appropriate sanctions to be applied in the event of infringement of the provisions contained in this Protocol.

 

CHAPTER VII

                                 Relation between this protocol and other provisions

 

Article 41 (Restrictions on the exercise of rights)

 

1.         No restrictions shall be placed on the exercise of the rights and protective provisions contained in this Protocol other than such as are prescribed by law and are necessary in a democratic society in the interest of public safety, for the prevention of crime, for the protection of public health or for the protection of the rights and freedoms of others.

 

2.         The restrictions contemplated in the preceding paragraph may not be placed on Articles ……...

 

Article 42 (Wider protection)

 

            None of the provisions of this protocol shall be interpreted as limiting or otherwise affecting the possibility for a Party to grant persons participating in research or those whose biological materials or data are used in research a wider measure of protection than is stipulated in this protocol.

 

CHAPTER VIII

Final provisions

 

Article 43

 

            As between the Parties, the provisions of Article 1 to 38 shall be regarded as additional articles to the Convention, and all the provisions of the Convention shall apply accordingly.

 

Article 44

 

            This Protocol shall be open for signature by States which have signed the Convention. It is subject to ratification, acceptance or approval. A State Signatory] may not ratify, accept or approve this Protocol without previously or simultaneously ratifying the Convention. Instruments of ratification, acceptance or approval shall be deposited with the Secretary General of the Council of Europe.

 

Article 45

 

1.         This Protocol shall enter into force on the first day of the month following the expiration of a period of three months after the date on which 5 States have expressed their consent to be bound by the Protocol in accordance with the Provisions of Article 42.

2.         In respect of any State which subsequently expresses its consent to be bound by it, the Protocol shall enter into force on the first day of the month following the expiration of a period of three months after the date of the deposit of the instrument of ratification, acceptance or approval.

 

Article 46

 

            The Secretary General of the Council of Europe shall notify the member states of the Council of Europe, any Party and any other State which has been invited to accede to the Protocol of:

 

a. any signature;

b. the deposit of any instrument of ratification, acceptance or approval;

c. any date of entry into force of this Protocol in accordance with Article 42;

d. any other act, notification or declaration relating to this Protocol.

 

In witness whereof the undersigned, being duly authorised thereto, have signed this Protocol.

 

Done at Strasbourg, this ...., in English and French, both texts being equally authentic, in a single copy which shall be deposited in the archives of the Council of Europe. The Secretary General of the Council of Europe shall transmit certified copies to each member State of the Council of Europe, to the non-member States which have participated in the elaboration of this Protocol and to any State invited to accede to the Convention.


 

APPENDIX V

 

Draft Programm

 

 

 

 

 

 

Science, Communication and Society

 

dRAFT Programme

 

Monday 4 September 2000:     Science day

 

9:00 am              Registration

 

Opening session

 

10:00 am          Mr Roger-Gérard Schwartzenberg (to be confirmed) (French Minister for Research)

10:15 am          Mr Walter Schwimmer (Secretary General of the Council of Europe) or Mr Hans Christian Krüger (Deputy Secretary General)

10:30 am          Ms Nicole Questiaux (France) (Chair of the Bureau of the European Conference of National Ethics Committees)

 

General Introduction : Communication between Science and Society

 

10:45 am          Mr Howard Moore (Unesco) (Director of the Unit for International Partnership in Science, Unesco. Editor of the World Report on Science 1998)

 

11:15 am          Debate

Biomedical sciences today:   “Science and Conscience”

 

11:30 am          Mr Sylvester Vizi (Hungary) (Vice-Chair of the Hungarian Academy of Sciences, Chair of the Hungarian National Ethics Committee)

 

12:00 noon       Debate

Presentation of case studies: examples of communication between Science and Society

 

12:15 pm          Communicating scientific information to the public: the example of genetics

Mr Ysbrand Poortman (Netherlands) (Chairman of VSOP association: “Dutch alliance of parent/patient organisations concerned by genetic and non-genetic congenital disorders”)


 

12:45 pm          Debate

 

1:00 pm           Lunch

 

2:30 pm            The Swiss experience of transmission of scientific information to the public: example of communication concerning fertilisation in vitro before a referendum

Mr Claude Longchamp (Switzerland) (Co-Director of the gfs Research Institute, Bern)

 

3:00 pm            Debate

 

3:10 pm            The Spanish experience of communication in the transplantation field : “The youth public transplant information programme”

Dr. Antonio Lopez-Navidad (Spain) (Director of the Transplant Coordination Unit, Santa Creu Hospital, Barcelona)

 

3:40 pm            Debate

 

3:50 pm           Break

 

Communication methods: Ways of improving communication

 

4:20 pm            An innovative method of communication between Science and Society : the “Dare to know” programme (“Oser le savoir”) of the Science and Industry centre, Paris- La Villette.

Ms Caroline Allain (France) (Head of the Education Unit. Head of the programme « Oser le savoir »)

 

4:50 pm            Debate

 

5:00 pm            How to communicate on biomedical sciences?

Mr Holger Wormer (Germany) (science journalist, Science writer for the daily newspaper “Süddeutsche Zeitung” (South of Germany Journal))

 

5:30 pm            Debate

 

5:40 pm            informing the public and patients about cancer. Assessment of communication methods.

Ms Heather Mercer (European Association for Cancer Education)

 

6 : 00 pm          Debate

 

6:10 pm           End of the session


 

Tuesday 5 September 2000:     Experience of Ethics Committees

 

Views of the National Ethics Committees and similar bodies

 

9:00 am            Mr Luis Archer (National Ethics Committee of Portugal)

9:15 am            Ms Ritva Halila (National Ethics Committee of Finland)

9:30 am            Mr Gunnar Bengtsson (National Ethics Committee of Sweden)

9:45 am            M…….(National Ethics Committee of…)

10:00 am          Mr Didier Sicard (National Ethics Committee of France)

 

10:15 am          debate

 

10:35 am         Break

 

11:00 am          Mr Jan Payne (National Ethics Committee of Czech Republic)

11:15 am          Ms Laima Rudze (National Ethics Committee of Latvia)

11:30 am          M…….(National Ethics Committee of…)

 

11:45 am          Debate

 

12:00 noon       Election of the new members of the Bureau of the European Conference of National Ethics Committees

 

12:30 pm         Lunch

 

Views of the similar bodies (continued)/questions raised by the institution and setting-up of the National Ethics Committees

 

2:00 pm            Mr Bozidar Vrhovac (Croatia)

2:15 pm            M….()

2:30 pm            Mr Andreas N. Loizou (Cyprus)

 

2:45 pm            Debate

 

3:05 pm            Summing-up by Ms Nicole Questiaux

 

Closing session

 

3:30 pm            Ms. Noëlle Lenoir (Chair of the Advisory Group on Ethics of European Union)

3:50 pm           Mr Anatoliy Rakhansky (Chair of the Committee on Science and Technology of the Parliamentary Assembly of the Council of Europe)

4:00 pm            Mr Guy De Vel (Director General of Legal Affairs of the Council of Europe)

4:10 pm            Closing speech by the new Chair of the Bureau of the Conference

 

4:30 pm           End of the 5th Conference



 [1]              Article 10           Private life and right to information

 

1                     Everyone has the right to respect for private life in relation to information about his or her health.

 

2              Everyone is entitled to know any information collected about his or her health. However, the wishes of individuals not to be so informed shall be observed.

 

3              In exceptional cases, restrictions may be placed by law on the exercise of the rights contained in paragraph 2 in the interests of the patient.